S&F (Client Moneys) Rules

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Content: Payment of client money into segregated accounts, Payment of client money out of segregated accounts, Treatment of interest on client money held in segregated accounts, Requirements in respect of a client’s written direction, Reporting of non-compliance with certain provisions of these Rules and Penalties (CPT Points: 2) 證券及期貨(客戶款項)規則 內容: 將客戶款項存入獨立帳戶、從獨立帳戶提取客戶款項、如何對待在獨立帳戶內持有的客戶款項的利息、關於客戶書面指示的規定、就沒有遵守本規則的某些條文作出報告、罰則

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