Analyzation of SFC Enforcement Cases II

Service Description

Analyzing recent cases, SFC's judgment and its impact on licensees (CPT Points: 2) Content: Intermediaries misconduct, market manipulation, unlicensed activities 研究證監會近年的執法消息 證監會的判詞及對持牌人士的影響 內容: 中介人失當行為、操縱市場、無牌活動