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Code of Conduct for Licensees II

Document handling and requirements between Clients

  • 1 hour
  • 600 Hong Kong dollars
  • Online

Service Description

Content: Information about clients , Client agreement, Discretionary accounts, Information for clients,Client priority,Conflicts of interest (CPT Points: 2) 持牌人操守準則 (2020 年 9 月 第 26 版) 分析 II 持牌人與客戶之間的文件處理及要求、開戶文件及程序 內容: 有關客戶的資料、客戶協議、委託帳戶、 為客戶提供資料、客戶獲優先處理、利益衝突

Contact Details

+852 2110 1013

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