top of page

Reporting of short selling

About Reporting short selling

  • 1 h
  • 600 Hong Kong dollars
  • Online

Service Description

Content: Reporting short selling and Requirements for keeping securities lending records (CPT Points: 2) 有關申報賣空活動及備存證券借出紀錄規定 內容: 證券(證券借出)規則、無抵押/無擔保賣空刑罰、技術性違反第 170 條、豁免遵守第 170(1)條的規定、應用有關豁免的主導原則、申報“賣空指示”的義務、文件保證、遵守有關規定的替代方法、運作規定


Contact Details

+852 2110 1013

info@the-academy.tv


bottom of page