Reporting of short selling

Service Description

Content: Reporting short selling and Requirements for keeping securities lending records (CPT Points: 2) 有關申報賣空活動及備存證券借出紀錄規定 內容: 證券（證券借出）規則、無抵押/無擔保賣空刑罰、技術性違反第 170 條、豁免遵守第 170(1)條的規定、應用有關豁免的主導原則、申報“賣空指示”的義務、文件保證、遵守有關規定的替代方法、運作規定